You Mean We Have a Choice?
Alternative futures assessments help planners determine where they want to be

Dr. Scott Bassett and Dr. David Mouat graphic

How many futures can you imagine? Drs. Scott Bassett, left, and David Mouat try to show the range of possibilities stemming from various land use decisions. - Photo by John Doherty

Not sure what life has in store for you? Need help making important decisions about your future? An ancient Greek might have traveled to Delphi to consult the resident Oracle, while these days you might just travel to the phone to consult that network of supposedly psychic friends. But, if you’re looking for something a bit more credible, and if you’re particularly concerned with how society and the environment will interact in a rapidly changing world, you might ask Drs. David Mouat and Scott Bassett about an alternative futures assessment.

Far from being supernatural or mystical, an alternative futures assessment combines hard physical sciences like hydrology, ecology, and biology with a healthy dose of sociology. The process is being increasingly recognized as a valuable land-use planning tool—especially where competing interests vie for increasingly limited space and resources.

An alternative futures assessment provides a compelling framework for visualizing possible future landscapes, leading to more effective planning and better-informed decision-making. In this sense, an alternative futures assessment is something like looking into a crystal ball, a crystal ball that describes a range of possible future conditions based on the specific issues that concern an area.

“We try,” says Mouat, currently the principal investigator for an alternative futures assessment at the Marine Corps Base at Camp Pendleton in Southern California, “to present a reasonable array of likely futures based on the expectations and values of those who live and work in a place—the stakeholders—and the economic, physical, and environmental realities of the region.”

 Groundwater map graphic
“Water is really the key issue” These three maps show three alternative groundwater development scenarios for Upper San Pedro River Basin likely results of three approaches to land use planning, from heavy depletion of the local aquifer, on the left, to minimal depletion on the right.

Who those stakeholders are and what they value and expect varies, of course, from place to place. For instance, in the Upper San Pedro River Basin in southern Arizona and Mexico where Mouat and Bassett recently helped complete an alternative futures assessment, stakeholders include the United States Army based at Fort Huachuca, the copper mining industry, the farming and ranching communities, land developers, residents, and environmental groups. Naturally, all of these stakeholders have their own concerns and issues. Environmentalists want to protect habitat for species like the southwestern willow flycatcher and the pronghorn antelope. Farmers and ranchers want water for crops and cattle. Developers want that same water for growing communities. Residents want to maintain views and the aesthetic value of wide-open spaces and living close to wilderness. Mining companies want to stay in business, and the Army wants to quiet calls for closure of the base by showing that its activities are not to blame for declining species numbers and falling groundwater levels.

“In the San Pedro area, water is really the key issue,” says Bassett. “It drives everything. But that’s not necessarily going to be the case everywhere.” The issues—whether they be water, biodiversity, fire and flood protection, or air quality—have to be identified individually for each area, and to do that, Bassett says, you have to really get to know a place and its people.

“It’s a matter of discovering what is really important to people, and they are not always sure themselves. They may say it’s important to them to see the cottonwoods from their window. But are they willing to cut their water consumption by half to keep the trees alive? Are they willing to pay more for that water? Are they willing to limit development to specific areas? These are the kinds of things we want to find out.”

The researchers do that in a variety of ways, including combing local newspaper articles, sending out questionnaires, conducting phone surveys, and holding workshops. It is the first step in creating the alternative futures scenarios, and, according to Bassett, it is a valuable process in itself. “At the very least, a futures project helps a community figure out its expectations for the future and exactly what it values.”

Next, the researchers determine which factors, say growth rate and development patterns, will be likely to affect those values and expectations and begin designing the alternative futures. “Obviously,” explains Mouat, “there are hundreds of options to work with, ranging from ‘everybody moves out and nature takes over’ to ‘we pave over and build on every square inch.’ We try to pick a range of realistic ones.”

Graphic defining future boundaries
No easy decisions: defining the boundaries within which possible futures must lie
This diagram gives a hint of the many variables and value-weighted choices land use planners must consider. Based on predictive modeling and ecological and demographic data from a Geographic Information System, it helps identify possible alternatives. Graphic by Allan Shearer, Harvard Design School.

Using a hypothetical example, three different population projections—one based on present trends, one based on lower-than-forecast growth, and one based on higher-than-forecast growth—and three different building scenarios—one concentrating development in a central area, one allowing it to spread at random, and one creating satellite communities in outlying areas—could be combined to create nine reasonable future scenarios. “At the end,” explains Mouat, “you have a series of alternative futures and a series of impacts that each of those scenarios will have on the identified issues (e.g., water availability, habitat).”

Finally, the researchers hold public meetings where the alternative futures and their resultant impacts are laid out in detail. While it marks the conclusion of the researchers’ work, it is only the beginning for the stakeholders who must then turn the data into action—planning, negotiating, and decision-making. And that is really the ultimate goal. “At its core,” says Mouat, “an alternative futures study should be about giving people a conceptual framework to resolve conflicts and plan for the future.”

Animals and plants also have alternative futures
These maps projecting possible future population densities for the pronghorn antelope are an example of how native flora and fauna factors calculated for land use planners. . The antelope is a prominent native species and a key indicator of environmental health as development increases in the Upper San Pedro River Basin region.

But that does not mean it makes everyone happy. In fact, says Mouat, “the parties at either end of the spectrum are often very unhappy. The developers are mad at us, the environmentalists are mad at us. The futures don’t favor their positions.” Often, too, the futures show that negative impacts are unavoidable, as in the San Pedro study where all scenarios resulted in a loss of groundwater storage, affecting both wildlife habitat and municipal water supplies. “Truth is,” says Bassett, “when everyone wants the same thing, something’s got to give.” While an alternative futures assessment can’t change that fact, it can present stakeholders with a realistic set of expectations and alternatives and, perhaps most important, a chance to look at the situation from another point of view. “It opens people’s eyes,” says Bassett, “and allows them to see possibilities they might otherwise never have considered.”

Mouat and Bassett hope to take their eye-opening assessments to other areas struggling with tough decisions about the future. Recently, they made a presentation on the technique to the Western Governors’ Environmental Summit in Salt Lake City, Utah. Mouat has also traveled to Namibia where communal farmers (the indigenous people), the eco-tourism industry, environmental interests, the mining and diamond industries, and ranchers create a complex web of competing needs, all dependent upon the country’s very limited water supply. “The alternative futures process is really most useful in a dynamic area like that, where there are a lot of competing interests to consider and no clear way to reconcile all their needs.”

In another current DRI effort in the arid and semiarid parts of China, Mouat and Dr. Walter Zachritz, director of DRI’s Center for Arid Lands Environmental Management, are trying to seek solutions to the problem of land degradation. Degradation has resulted in blowing dust, reducing visibility, closing airports in China and South Korea, and causing significant environmental and health hazards. Mouat points out that determining how future patterns of land use might affect degradation and the ensuing dust hazard will “go a long way toward reducing that environmental and societal problem.”

In Mouat’s view, helping resolve these kinds of dilemmas is a step forward for his science. “There are many of us here who really hope that DRI can have a greater role in societally based projects. We recognize the need to apply our physical science principles to society’s needs.” Bassett concurs. “What’s really attractive to me about alternative futures is that it integrates science with society, the natural world with humanity. And, as much as possible, it serves them all.”

–Jackie Allen

Also in this Issue:

A Snail's Tale: The amazing story of survival in North American springs and wetlands
Snail Science: Old shells, isotopes, and salty water
DRI Research Boat Launched on Lake Tahoe
You Mean We have a Choice? Alternative futures assessments help planners determine where they want to be
Anderson, Costello, SBC Nevada Bell, and NDA receive DRI President's Medals
Nevada Medal Dinners
Darren Meadow Wins 2002 Guinn Environmental Fellowship
Dr. Leland Tarnay Receives Colin Warden Award
Dr. Judith Chow Receives AWMA's Frank A. Chambers Award
Jonathan O. Davis Scholarship and Stipend Awarded
Peter B. Wagner Medal of Excellence Awarded to Xiaolong "Bill" Hu
August 1 2002, Deadline for Nominations: Rudolf W. Gunnerman Silver State Award for Excellence in Science and Technology.

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